Open Position: Compliance Analyst

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Description:

Our client, a Top AM Law Firm, is seeking a compliance analyst to join their team. This is a well-rounded role with a focus on AML, KYC, securities trades and lateral on-boarding.

Responsibilities:

- Oversight of securities trades, including reviewing related searches and performing analysis for General Counsel review
- Assist with decision-making process related to Restricted Securities List additions and updates
- Facilitate Insider List preparation
- Sanctions research support for attorneys
- Ethical screen implementation including troubleshooting, pre-approval, and documentation
- Internal compliance auditing and perform conflicts searches with Legal Key database for trade searches, marketing requests, and audits
- Manage conflicts analysis for lateral hiring process and build relationships with recruiting teams firm-wide

Educational requirements:

- Bachelor's degree

Experience requirements:

- Minimum 1 year of experience in a legal or compliance setting

Date Posted:

11-27-2020

Location:

New York, NY

Employment Type:

Permanent

Organization:

Noor Staffing Group